Compliance & Regulatory Requirements

Forms & Policies

The Scotiabank's Anti-Money Laundering (AML) / Anti-Terrorist Financing (ATF) Questionnaire (PDF: 157kb)

Scotiabank’s Anti‐Money Laundering (AML), Anti‐Terrorist Financing (ATF) and Sanctions Statement (PDF: 96 kb)
The Scotiabank is bound by stringent anti-money laundering policies and procedures at all of its global units. This commitment to anti-money laundering is outlined in the attached statement.

The Scotiabank's Know Your Customer (KYC) Policy (PDF: 84 kb)
Scotiabank's Know Your Customer (KYC) Policy applies to all new and existing customer relationships and to all products and services offered by the Scotiabank Group.

The Scotiabank's Know Your Customer Information (PDF: 88 kb)

The Scotiabank's Completed Anti-Money Laundering (AML) Anti-Terrorist Financing Questionnaire (ATF) Questionnaire (PDF: 1.7mb)

U.S. Department of the Treasury Issues Rulings Against Foreign Banks (PDF: 103 kb)
Scotiabank's Know Your Customer (KYC) Policy applies to all new and existing customer relationships and to all products and services offered by the Scotiabank Group.

The Scotiabank's Iran Sanctions Questionnaire 2017 (PDF: 111 kb)

U.S. Patriot Act Certification
The Bank of Nova Scotia's U.S. Patriot Act certification (PDF: 300 kb) is attached. It covers international branches, subsidiaries and affiliates of the Bank listed in:

UK Policy Information
For more information on UK policies, please view our Global Presence page.

Foreign Account Tax Compliance Act (FATCA) in Canada
Foreign Account Tax Compliance Act
Frequently Asked Questions
GIINs and W-8 Forms

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